Industry Feedback

02/22/16 FIF Comments on CAT NMS Plan Security and Confidentiality Requirements
02/10/16 FIF Comments on Technical Amendment to CAT NMS Plan
10/20/15 FIF Recommendations Regarding CAT Error Processing
06/24/15 FIF CAT Implementation and Retirement Schedule
02/17/15 FIF Clock Offset Survey Preliminary Report
02/17/15 Cost Estimate for Adding Primary Market Transactions in CAT
12/18/14 SIFMA Comments on the Initial CAT NMS Plan
12/15/14 FIF Cost Estimates for CAT Exemptive Relief - Customer ID, Reporter ID, Allocations
11/19/14 FIF CAT Working Group: FIF Response to CAT NMS Plan
11/05/13 FIF, SIFMA & STA Cost Survey Report on CAT Reporting of Options Quotes by Market Makers
09/02/13 FIF CAT Working Group: Industry Feedback on Clock Drift and Time Stamp Issues
08/05/14 FIF CAT Working Group Optional Use of Order ID on CAT Allocation Report for DAG
08/05/14 FIF CAT Working Group Firm-Designed ID Walk-Through
06/12/13 FIF Response to Selected Topics of NMS Plan Document
06/11/13 SIFMA Response to Selected Topics of NMS Plan Document
05/21/13 Thomson Reuters Response to Selected Topics of NMS Plan Document
05/09/13 Pragma Securities Comments on RFP Scope
03/28/13 SIFMA Recommendations for the Creation of CAT
01/31/13 FIF Comments on Information for CAT Bidders Document
01/24/13 Tradeworx General Feedback
01/22/13 SIFMA Comment Letter to CAT RFP Concepts SEC File No S7-11-10
01/18/13 FIF Response to CAT RFP Concepts
01/18/13 First Derivatives Comments on Information for CAT Bidders Document
01/18/13 FPL Response to RFP Concepts Document
01/17/13 Tradeworx General Feedback (answered at January 29 Pre-RFP Bidders Conference)
12/20/12 Capgemini Response to CAT RFP Concepts
12/10/12 TD Securities General Feedback
12/04/12 Vanguard General Feedback
10/19/12 FIF General Feedback
10/17/12 Citi General Feedback (answered at subsequent industry events and via posted FAQs)
10/12/12 NASDAQ General Feedback
10/12/12 Wells Fargo Advisors General Feedback
10/11/12 SIFMA General Feedback (answered at subsequent industry events)