CAT Study Respondent,
The eighteen registered national securities exchanges (the Exchanges) and the Financial Industry Regulatory Authority, Inc. (FINRA, and together with the Exchanges, the SROs) request your participation in the Consolidated Audit Trail (CAT) Cost Study. The information being requested in this study will only be used for the purpose of developing the CAT NMS Plan and not for other regulatory purposes. The responses will remain anonymous.
You should have received an email on June 23 with instructions and an individualized study link. Please note the deadline for submission is August 6, 2014. If you should have any questions, contact us at email@example.com.
For the purposes of this cost study, as indicated in the email, the SROs will host two Webinars, on June 25 and July 9, to review the materials and answer questions. Please find below the information for July 9.
Topic: CAT Cost Webinar Date: July 9, 2014
Time: 10:00 am, Eastern Daylight Time (New York, GMT-04:00)
Dial Number: (888) 790-4504