On March 18, 2019 CAT NMS LLC opened the Consolidated Audit Trail Registration Form. This form is designed to capture basic information regarding CAT reporting Industry Members and third-party CAT reporting entities, including third-party service bureaus. The CAT Registration Form may be found here. All CAT reporting entities should complete this form by June 27, 2019.
Additionally, the Plan Processor FINRA is hosting an industry webinar on March 19, 2019 to walk through the registration form and to answer any questions. Registration information for this session may be found here.