Consolidated Audit Trail Industry Call
Wednesday, September 19, 2012 at 4:15 p.m., ET
UPDATED: Sept. 19 CAT NMS Plan Presentation
The national securities exchanges and FINRA (collectively the “SROs”) together invite interested industry participants to join a conference call and WebEx presentation on Wednesday, September 19, 2012 at 4:15 p.m. ET regarding SEC Rule 613 requiring the creation of a Consolidated Audit Trail (CAT).
During this call, the SROs will provide an overview of Rule 613, the steps the SROs are taking to develop an NMS CAT Plan as required in Rule 613, and how the SROs plan to solicit industry comments and feedback on key implementation issues. In addition, the SROs will announce future industry events at which interested industry participants are invited to share feedback on implementation issues.
Please note that this event was closed to members of the media.