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Phase: 2a
Date | Information | Category | Audience |
---|---|---|---|
12/13/2021 |
Small Firms: Production Go-Live for Equities 2a reporting requirements
|
Release Availability & Compliance |
|
Phase: 2b
Date | Information | Category | Audience |
---|---|---|---|
12/13/2021 |
Small Firms: Production Go-Live for Options 2b reporting requirements
|
Release Availability & Compliance |
|
Phase: 2c
Date | Information | Category | Audience |
---|---|---|---|
01/25/2021 |
Test Environment Opens for Equities Phase 2c reporting requirements
|
Testing & Readiness |
|
04/09/2021 |
Deadline to Request Production Readiness Certification for CAIS (account information related to LTIDs)
|
Registration & Onboarding |
|
04/26/2021 |
Production Go-Live for Equities 2c reporting requirements
|
Release Availability & Compliance |
|
04/26/2021 |
LTID Account Information Reporting Go-Live for Phases 2a, 2b and 2c (Large Industry Members)
|
Release Availability & Compliance |
|
12/13/2021 |
Small Firms: Production Go-Live for Equities 2c reporting requirements
|
Release Availability & Compliance |
|
Phase: 2d
Date | Information | Category | Audience |
---|---|---|---|
06/28/2021 |
Test Environment Opens for Options Phase 2d reporting requirements
|
Testing & Readiness |
|
12/13/2021 |
Production Go-Live for Options 2d reporting requirements
|
Release Availability & Compliance |
|
12/13/2021 |
Small Firms: Production Go-Live for Options 2d reporting requirements
|
Release Availability & Compliance |
|
12/13/2021 |
LTID Account Information Reporting Go-Live for Phase 2d (Large Industry Members)
|
Release Availability & Compliance |
|
12/13/2021 |
LTID Account Information Reporting Go-Live for Phases 2a, 2b, 2c and 2d (Small Industry Members)
|
Release Availability & Compliance |
|
Phase: 2e
Date | Information | Category | Audience |
---|---|---|---|
01/29/2021 |
Full CAIS Final Technical Specification Published
|
Specifications & User Guide |
|
01/31/2022 |
Customer and Account Information - Test Environment Opens
|
Testing & Readiness |
|
07/11/2022 |
Customer and Account Information - Production Environment Go-Live
|
Release Availability & Compliance |
|