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M. Firm Designated ID
This topic includes information related to the Firm Designated ID (“FDID”) and use cases.
Displaying 11 - 20 of 32 results
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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
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10/05/2021
FAQ
M6.
If an Industry Member CAT Reporter uses multiple reporting vendors for both Transaction and Customer and Account reporting, should the same FDID be reported by each vendor on behalf of the Industry Member CAT Reporter?
Topics
M. Firm Designated ID
10/05/2021
FAQ
M12.
Where can I find additional information regarding the Firm Designated Identifier (FDID)?
Topics
M. Firm Designated ID
05/18/2021
FAQ
M17.
Is an Industry Member permitted to submit a different firmDesignatedID to CAIS than was populated as the firmDesignatedID on the related Transaction Order event for a specific trading account, Relationship ID or Entity ID within the firm?
Topics
M. Firm Designated ID
05/18/2021
Event
CAT Customer and Account Reporting Requirements and CAIS Technical Specification Overview (May 18, 2021)
CAIS Tech Spec Update (5/18/2021)- Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
05/05/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call and Transformed Identifiers Creation Webinar (May 5, 2021)
Monthly CAIS/LTID Industry Testing Checkpoint Call (5/5/21)- Presentation
TID Creation Webinar (5/5/21)- Presentation
Audio file
Topics
M. Firm Designated ID
P. Feedback and Error Correction
Q. Customer and Account Information
04/20/2021
FAQ
M8.
When will Industry Members be required to report the Firm Designated ID (FDID) to the CAT?
Topics
M. Firm Designated ID
04/20/2021
FAQ
M4.
Which Firm Designated ID (FDID) must be provided in scenarios involving managed accounts where an order may be placed in a master account with subaccount allocations made at a later time?
Topics
M. Firm Designated ID
02/17/2021
Event
CAIS Onboarding & LTID Submission for Small Firms (2/17/21)
CAIS Onboarding & LTID Submission for Small Firms (2/17/2021)- Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
T. Production Readiness Testing
02/09/2021
Event
CAT Customer and Account Reporting Requirements and CAIS Technical Specification Overview (2/9/21)
CAT Customer and Account Reporting Requirements and CAIS Technical Specification Overview(February 2021)- Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
T. Production Readiness Testing
08/12/2020
Event
LTID Submission Webinar (8/12/2020)
LTID Submission Webinar (8/12/2020)- Presentation
Audio file
Topics
M. Firm Designated ID
Q. Customer and Account Information
T. Production Readiness Testing
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