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P. Feedback and Error Correction

This section provides information related to CAT file and data submission feedback and the error correction process.

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Displaying 201 - 210 of 269 results

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All Topics

A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

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Order

06/03/2020
Event
Weekly Industry Testing Checkpoint Call (6/2/2020)
- Weekly Industry Testing Checkpoint Call (6/2/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
05/27/2020
Event
Weekly Industry Testing Checkpoint Call (5/26/2020)
- Weekly Industry Testing Checkpoint Call (5/26/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
05/21/2020
Event
Intrafirm Linkage Overview (5/20/2020)
- Intrafirm Linkage Overview (5/20/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
05/19/2020
Event
Weekly Industry Testing Checkpoint Call (5/19/2020)
- Weekly Industry Testing Checkpoint Call (5/19/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
05/13/2020
Event
Weekly Industry Testing Checkpoint Call (5/12/2020)
- Weekly Industry Testing Checkpoint Call (5/12/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
05/05/2020
Event
Weekly Industry Testing Checkpoint Call (5/5/2020)
- Weekly Industry Testing Checkpoint Call (5/5/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
04/28/2020
Event
Weekly Industry Testing Checkpoint Call (4/28/2020)
- Weekly Industry Testing Checkpoint Call (4/28/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
04/21/2020
Event
Weekly Industry Testing Checkpoint Call & Status of 2a Go-Live (4/21/2020)
- Weekly Industry Testing Checkpoint Call & Status of 2a Go-Live (4/21/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
04/15/2020
Event
Weekly Industry Testing Checkpoint Call (4/14/2020)
- Weekly Industry Testing Checkpoint Call (4/14/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
04/08/2020
Event
Weekly Industry Testing Checkpoint Call (4/7/2020)
- Weekly Industry Testing Checkpoint Call (4/7/2020)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

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