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UPCOMING EVENT
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Monthly CAT Update (April 18, 2024)
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A. General
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07/17/2019
FAQ
C7.
Are orders received or routed via instant message (IM) or email considered “manual” or “electronic” for purposes of reporting to the CAT?
Topics
C. Definitions
06/25/2019
Technical Specifications
Industry Member Schema v2.2 (2a/2b)
06/24/2019
FAQ
O2.
What access methods are available to Industry Members to report to CAT?
Topics
O. Technical Requirements
06/24/2019
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v2.2
06/24/2019
Technical Specifications
CAT Industry Member Reporting Scenarios v2.1
06/18/2019
FAQ
A22.
Can Small Industry Members that are not OATS Reporting Members (“Small Industry Non-OATs Reporters”) voluntarily report to the CAT prior to December 2021?
Topics
A. General
06/18/2019
FAQ
B11.
What types of products will be in scope for purposes of Industry Members reporting details of Orders and Reportable Events to the CAT?
Topics
B. Reporting Requirements
06/18/2019
FAQ
B27.
What are the hours for reporting to CAT?
Topics
B. Reporting Requirements
06/18/2019
FAQ
B30.
Are Cancel Reports required for expired "DAY" orders?
Topics
B. Reporting Requirements
06/18/2019
FAQ
B38.
Does the requirement that broker-dealers report on actionable indications of interest pursuant to Rule 606, under the Securities Exchange Act of 1934, change what is reportable to CAT?
Topics
B. Reporting Requirements
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