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Content type
Announcement
CAT Alert
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FAQ
Reference Material
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other
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
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P. Feedback and Error Correction
Q. Customer and Account Information
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S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
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- Any -
2024
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2021
2020
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