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UPCOMING EVENT

Feb

01

CAIS Industry Testing Checkpoint Call (February 1, 2023)

04:15PM EST

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Displaying 1 - 10 of 1216 results

01/25/2023
Event
CAIS Industry Testing Checkpoint Call (January 25, 2023)
- CAIS Industry Testing Checkpoint Call (January 25, 2023) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
01/25/2023
Technical Specifications
Full CAIS Industry Member Release Rollout

Topics

Q. Customer and Account Information
01/20/2023
Event
CAIS Industry Testing Checkpoint Call (March 29, 2023)

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
01/20/2023
Event
CAIS Industry Testing Checkpoint Call (March 22, 2023)

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
01/20/2023
Event
CAIS Industry Testing Checkpoint Call (March 15, 2023)

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
01/20/2023
Event
CAIS Industry Testing Checkpoint Call (March 8, 2023)

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
01/20/2023
Event
CAIS Industry Testing Checkpoint Call (March 1, 2023)

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
01/19/2023
Event
CAIS Industry Testing Checkpoint Call (January 18, 2023)
- CAIS Industry Testing Checkpoint Call (January 18, 2023) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
01/19/2023
Event
Monthly CAT Update (January 19, 2023)
- Monthly CAT Update (January 19, 2023) - Presentation
Audio file

Topics

A. General

B. Reporting Requirements

P. Feedback and Error Correction

Q. Customer and Account Information
01/12/2023
Event
CAIS Industry Testing Checkpoint Call (January 11, 2023)
- CAIS Industry Testing Checkpoint Call (January 11, 2023) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
All Topics