Skip to main content
Date Details
January 29, 2021

Q4 2020 Quarterly Progress Report

On January 29, 2021, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending December 31, 2020 (the “Q4 2020 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan. The Q4 2020 QPR includes a detailed description of the progress made by the Participants during the Q4 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan.

January 29, 2021

Updated Q3 2020 Quarterly Progress Report

On January 29, 2021, the Plan Participants filed with the Commission an updated Quarterly Progress Report for the calendar quarter ending September 30, 2020 (the “Updated Q3 2020 QPR”). The Updated Q3 2020 QPR includes a detailed description of the progress made by the Participants during the Q3 calendar quarter toward achieving each of the milestones set forth in the Implementation Plan, and addresses comments received from the Commission staff on the Q3 2020 QPR filed on October 30, 2020.

October 30, 2020

Q3 2020 Quarterly Progress Report

On October 30, 2020, the Plan Participants filed with the Commission a Quarterly Progress Report for the calendar quarter ending September 30, 2020 (the “Q3 2020 QPR”) pursuant to Section 6.6(c)(ii) of the CAT NMS Plan.  The Q3 2020 QPR includes a detailed description of the progress made by the Participants during the last calendar quarter toward achieving each of the milestones set forth in the Implementation Plan.

July 22, 2020

CAT Implementation Plan

On July 22, 2020, the Plan Participants filed an Implementation Plan with the Commission pursuant to Section 6.6(c)(i) of the CAT NMS Plan. The Implementation Plan sets forth a timeline for achieving the objective milestones setting forth how and when the Plan Participants will facilitate the achievement of Full Implementation of CAT NMS Plan Requirements, as defined in Section 1.1 of the CAT NMS Plan, including with respect to phased implementation.