Phase 2a/2b Specifications

09/09/2020     Industry Member Technical Specifications (2a/2b) v2.2.1 r7

08/31/2020 Order Routing Field Mapping between CAT and Exchanges

09/15/2020 CAT Transaction- Known Issues List

Phase 2c Specifications

09/09/2020 Industry Member Technical Specifications (2c) v3.1.0 r6

09/10/2020 Archived Change Log - CAT Reporting Technical Specifications for Industry Members v2.2.1 r7

Phase 2d Specifications

09/09/2020     Industry Member Technical Specifications (2d) v4.0.0 r2
09/10/2020     Archived Change Log - CAT Reporting Technical Specifications for Industry Members v3.1.0 r6

OATS To CAT Field Level Mapping

05/23/2019OATS To CAT Field Level Mapping v2

CAT CAIS Specifications

06/30/2020     CAT Reporting Customer and Account Technical Specifications for Industry Members-CCID DRAFT v2.0
06/30/2020 CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.1.1
09/02/2020     CAT CAIS- Known Issues List

JSON Schemas

09/15/2020     Industry Member Schema 2.2.1

09/15/2020 Industry Member Schema v3.1.0 (2c)

07/27/2020 Customer and Account Industry Member Submission Schema v1.0.0

07/27/2020 Customer and Account Status File Schema v1.0.0  

Technical Specifications-Addendum for Industry Members Operating an IDQS

08/26/2020     Technical Specifications for Inter-dealer Quotation Systems ​v1.0.0 r2

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].