Phase 2a/2b Specifications

12/04/2020     ​ Industry Member Technical Specifications (2a/2b) v2.2.1 r9

10/28/2020 Order Routing Field Mapping between CAT and Exchanges

12/01/2020    Planned Industry Member Technical Specification Updates

12/01/2020    CAT Transaction- Known Issues List

Phase 2c Specifications

12/04/2020 Industry Member Technical Specifications (2c) v3.1.0 r8

Phase 2d Specifications

12/04/2020    Industry Member Technical Specifications (2d) v4.0.0 r4  

OATS To CAT Field Level Mapping

05/23/2019OATS To CAT Field Level Mapping v2

CAT CAIS Specifications

12/01/2020     CAT Reporting Customer and Account Technical Specifications for Industry Members-CCID DRAFT v2.0 ​r1
12/02/2020 CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.1.2
12/01/2020    CAT CAIS-Known Issues List

JSON Schemas

11/12/2020     Industry Member Schema v2.2.1 r8 (2a/2b)    

11/12/2020     Industry Member Schema v3.1.0 r7 (2c) ​

07/27/2020 Customer and Account Industry Member Submission Schema v1.0.0

07/27/2020 Customer and Account Status File Schema v1.0.0  

Technical Specifications-Addendum for Industry Members Operating an IDQS

08/26/2020     Technical Specifications for Inter-dealer Quotation Systems ​v1.0.0 r2

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].