Technical Documentation

11/24/2021     Transition Support: Schema Changes to Existing Phase 2c Events

10/14/2021     Order Routing Field Mapping between CAT and Exchanges

10/14/2021     Options Exchanges Trade Field Mapping

11/23/2021    Planned Industry Member Technical Specification Updates

11/23/2021    CAT Transaction- Known Issues List

07/22/2021    Industry Member Report Card- Known Issues List

Phase 2c Specifications

05/10/2021 Industry Member Technical Specifications (2c) v3.1.0 r13

Phase 2d Specifications

10/08/2021      ​Industry Member Technical Specifications (2d) v4.0.0 r11

OATS To CAT Field Level Mapping

05/23/2019OATS To CAT Field Level Mapping v2

CAT CAIS LTID Technical Specifications    

04/20/2021     CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.2.2
11/23/2021    Planned CAIS Technical Specification Updates
11/23/2021    CAT CAIS-Known Issues List
07/20/2021    CAT CAIS Report Card- Known Issues List

CAT CAIS CCID Technical Specifications

          10/08/2021 ​ CAT Reporting Customer and Account Technical Specifications for Industry Members-CCID v2.0 ​r5

          08/24/2021 CAT Reporting Customer and Account Technical Specifications for Industry Members - Appendix E

JSON Schemas

12/07/2020     Industry Member Schema v2.2.1 r9 (2a/2b)    

05/12/2021     Industry Member Schema v3.1.0 r13 (2c) ​

10/08/2021     Industry Member Schema v4.0.0 r11 (2d)

04/13/2021     Customer and Account Industry Member Submission Schema v1.2 (LTID)

07/27/2020     Customer and Account Status File Schema v1.0.0 (LTID)  

11/23/2021     Customer and Account Nightly Inconsistencies Feedback Schema (CCID)

11/23/2021     Customer and Account Data File Schema (CCID)

11/23/2021     Customer and Account Data Feedback Schema (CCID)

11/23/2021     Customer and Account TIDS Schema (CCID)

11/23/2021     Customer and Account Submission Inconsistencies Feedback Schema (CCID)

11/23/2021     Customer and Account TIDS Feedback Schema (CCID)

Technical Specifications-Addendum for Industry Members Operating an IDQS

08/26/2020     Technical Specifications for Inter-dealer Quotation Systems ​v1.0.0 r2

Phase 2a/2b Specifications

12/04/2020      ​Industry Member Technical Specifications (2a/2b) v2.2.1 r9

Need Help?

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