This webpage provides information for CAT Reporters on how to gain access to the CAT CAIS Reporter Portal Test and Production environments for the first time. Industry Members and CAT Reporting Agents that report to CAT on behalf of Industry Members must complete all onboarding steps to gain access to CAT, including:
- Register for CAT CAIS.
- Refer to the FINRA CAT Industry Member CAIS Onboarding Guide for the remaining onboarding steps.
Questions related to this document may be directed to the FINRA CAT Helpdesk at 888-696-3348 or at [email protected].
- CAT CAIS Reporter Portal User Guide
- CAT CAIS Secure File Transfer Protocol (SFTP) Account
- FINRA CAT Connectivity Supplement for Industry Members
- Small Firm Roadmap to December 13, 2021