Skip to main content

CAT Alert 2025-02: Update Regarding SEC’s CAIS Exemption Order

This CAT Alert provides Industry Members additional CAIS reporting guidance in light of the SEC’s February 10, 2025 order granting exemptive relief related to the reporting of names, addresses, and years of birth for natural persons reported with transformed social security numbers/individual tax payer identification numbers (“Designated Natural Persons”) to CAIS (the “Exemption Order”).

CAT Alert 2025-02: Update Regarding SEC’s CAIS Exemption Order