On Wednesday, November 14th, 2018, at 4:15PM EST, the CAT NMS, LLC Operating Committee will be hosting a Consolidated Audit Trail webcast to provide a deep dive on Equities as related to the Technical Specifications. The webcast will be recorded and playback will be available on the CAT NMS website. Please forward this meeting invite to any interested parties who would like to attend.
- 11/14/2018WebinarAudio fileTopics
- 02/20/2019Webinar
On Wednesday, February 20th, 2019, at 4:15PM EST, the CAT NMS, LLC. Operating Committee will be hosting a Consolidated Audit Trail webcastto discuss current progress on the CAT. The webcast will be recorded and playback will be available on the CAT NMS Website. Please forward this meeting invite to any interested parties who would like to attend.
Audio fileTopics - 03/19/2019Webinar
On Tuesday, March 19, 2019, at 4:15PM ET, the CAT NMS, LLC. Operating Committee will be hosting a Consolidated Audit Trail webcast to discuss CAT registration. The webcast will be recorded and playback will be available on the CAT NMS Website. Please forward this meeting invite to any interested parties who would like to attend.
Audio fileTopics - 04/03/2019Webinar
On Wednesday, April 3, 2019, at 4:15PM ET, the CAT NMS, LLC will be hosting a Consolidated Audit Trail webcast to discuss the recent updates to the CAT Reporting Technical Specifications for Industry Members published on March 29, 2019 and additional topics. The webcast will be recorded and playback will be available on the CAT NMS Website. Please forward this meeting invite to any interested parties who would like to attend.
Additional information related to the call is below.
Agenda
- Technical Specifications Key Changes
- Scenarios Key Changes
- 2c/2d and Small Firm Phase Dates
- Registration Update
- Q&A
Audio fileTopics - 04/16/2019Webinar
On Tuesday, April 16, 2019, at 4:15PM ET, FINRA CAT, LLC will be hosting a Consolidated Audit Trail webcast to discuss the Firm Designated Identifier or FDID. The webcast will be recorded and playback will be available on the CAT NMS Website. Please forward this meeting invite to any interested parties who would like to attend.
Audio file - 05/15/2019In Person
On Wednesday, May 15, 2019, at 3:30PM CT, CAT NMS LLC and FINRA CAT LLC in coordination with Security Traders Association of Chicago (“STAC”) will be hosting an in-person Consolidated Audit Trail Options Deep Dive in Chicago
The event will be held at 3:30 pm CT at:
CBOE Global Markets
4th Floor Auditorium
400 S LaSalle Street
Chicago, Illinois 60605Audio fileTopics - 05/16/2019Webinar
On Thursday, May 16, 2019, at 4:15PM ET, the CAT NMS, LLC and FINRA CAT, LLC will be hosting a Consolidated Audit Trail webcast to discuss the recent updates to the CAT Reporting Technical Specifications for Industry Members published on April 29, 2019 and updated on May 10, 2019. The webcast will be recorded and playback will be available on the CAT NMS Website. Please forward this meeting invite to any interested parties who would like to attend.
Audio file - 06/04/2019
On Tuesday, June 4, 2019, at 4:15PM ET, CAT NMS LLC and FINRA CAT LLC will be hosting an in-person Consolidated Audit Trail Options Deep Dive at the New York Stock Exchange.
The event will be held at 4:15 pm ET at:
The New York Stock Exchange
11 Wall Street
New York, NY 10005
(Please allow adequate time to pass through security)Audio fileTopics - 06/11/2019In Person
On Tuesday, June 11, 2019, at 1:30PM PT (4:30PM ET), CAT NMS LLC and FINRA CAT LLC will be hosting an in-person Consolidated Audit Trail Options Deep Dive at the New York Stock Exchange.
The event will be held at 1:30 pm PT at:
NYSE West
120 Kearny Street
San Francisco CA 94104
(Please allow adequate time to pass through security)Audio fileTopics - 07/16/2019In Person
On Tuesday, July 16, 2019, at 4:30PM ET, Susquehanna International Group, LLP will be hosting CAT NMS, LLC and FINRA CAT, LLC for an in-person Consolidated Audit Trail Options Deep Dive.
The event will be held at 4:30 pm ET at:
Susquehanna International Group, LLP
401 E. City Avenue
Bala Cynwyd, Pennsylvania 19004
(Please allow adequate time to pass through security)Audio fileTopics