• FAQs Last Updated:

Are order adjustments resulting from corporate actions such as dividends and distributions required to be reported to CAT?

Are order adjustments resulting from corporate actions such as dividends and distributions required to be reported to CAT?

Adjustments to orders as the result of a corporate action are not required to be reported to CAT; however, if an order is canceled as a result of a corporate action, you must report the cancellation to CAT via a Cancel Event.

Archive
No

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].