Latest Updates | CATNMSPLAN

Reference Material
Q2 2022 QPR
Announcement
SEC Approval Order of Exemptive Request Letter related to Introducing Broker Small Industry Members
Announcement
SEC Approval Order of Exemptive Request Letter related to Phased CAT Reporting Timeline for Industry Members
Timeline Activity
Industry Members are required to begin reporting Quote Sent Time on OMM quotes
Timeline Activity
Industry Members are permitted to begin reporting Quote Sent Time on OMM quotes
Governance
Request to Approve the Participants' 2/19/20 Exemptive Relief Request
Technical Specifications
CAT Alert 2018-001- Industry Member Reporting Technical Specifications
Event
CAT Technical Specification Working Group Q&A - 10/24/2019
Timeline Activity
Last Day for Interim Reporting Obligation 3
Timeline Activity
Production Environment opens for Equities 2a Exchange and TRF Linkage validations
Release 4 - TRF/Exchange Linkage
Timeline Activity
First Day of Interim Reporting Obligation 2
Timeline Activity
Last Day of Interim Reporting Obligation 1
Governance
Industry Recommendations for the Creation of a Consolidated Audit Trail (CAT) (3/28/13)
Timeline Activity
CAT Reporter Portal User Guide Published for Industry Test Release 1.4 (March 23 functionality)
Release 1 - File Submission and Data Integrity Validations
Reference Material
Q3 2022 QPR

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