Latest Updates | CATNMSPLAN

03/13/2024
Event
CAIS Industry Testing Checkpoint Call (March 13, 2024)
03/13/2024
FAQ| K. Options
K26. Are any handling instructions required when a paired options order is routed to an options exchange and the exchange member is willing to meet price improvement offered by other exchange participants?
03/13/2024
FAQ| E. Order Routing and Execution
E32. What handling instructions must be applied to order events designated for participation in auctions?
03/08/2024
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.1.0 r3 (Clean)
03/07/2024
Reference Material
Industry Member Onboarding Guide v1.24
03/07/2024
Reference Material
FINRA CAT Connectivity Supplement for Industry Members v1.17
02/29/2024
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.4 (Redlined)
02/29/2024
Reference Material
CAT CAIS Industry Member Reporting Scenarios v2.4
02/29/2024
Announcement
2024 Entitlement Certification Period - CAT Organizations With Super Account Administrators (SAAs)
02/28/2024
Event
CAIS Industry Testing Checkpoint Call (February 28, 2024)
02/15/2024
Event
Monthly CAT Update (February 15, 2024)
02/13/2024
Governance
Notice of Filing of Exemptive Request Letter Related to Responses to Electronic RFQs
02/08/2024
Event
Monthly CAIS Industry Testing Checkpoint Call (February 7, 2024)
01/30/2024
Reference Material
Q4 2023 QPR
01/26/2024
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.1.0 r1

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