Latest Updates | CATNMSPLAN

02/23/2021
Reference Material
CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.2 (Clean)
02/23/2021
FAQ| B. Reporting Requirements
B72. Is my response to a Request for Quotes (“RFQ”) or other solicitation process required to be reported as a New Order event (“MENO”) or New Option Order event (“MONO”) in Phase 2a or Phase 2b if my response is selected as the winning bid?
02/22/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.0.0
02/19/2021
Basic page
Industry Member Compliance Glossary (Archived)
02/18/2021
Event
Monthly CAT Implementation Update (2/18/21)
02/17/2021
Event
CAIS Onboarding & LTID Submission for Small Firms (2/17/21)
02/16/2021
Event
CAT Technical Specification Working Group Q&A - 2/16/21
02/09/2021
Event
CAT Customer and Account Reporting Requirements and CAIS Technical Specification Overview (2/9/21)
02/08/2021
Basic page
Planned Industry Member Technical Specification Updates
02/05/2021
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.1.0 r10
02/05/2021
Technical Specifications
Industry Member Reporting Scenarios v2.12 (Redlined)
02/05/2021
Technical Specifications
Industry Member Reporting Scenarios v4.0
02/05/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r6
02/05/2021
Basic page
Industry Member Reporting Scenarios
02/05/2021
Technical Specifications
Industry Member Reporting Scenarios v2.12

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