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Announcement
CAT Alert
Event
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other
Topics
A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
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T. Production Readiness Testing
U. Allocations
V. CAT Billing
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Latest Updates
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10/08/2019
Technical Specifications
CAT Industry Member Reporting Scenarios v2.4
09/26/2019
Event
CAT Technical Specification Working Group Q&A - 9/26/2019
09/26/2019
Governance
Proposed FDID Amendment (9/26/2019)
09/26/2019
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v2.1
09/26/2019
Event
Industry Webinar - CAT Connectivity Update (September 26, 2019)
09/25/2019
FAQ
| A. General
A1.
Has a legal entity been established to conduct the activities related to the CAT?
09/19/2019
Event
Industry Webinar - OTC Equities (September 18, 2019)
09/17/2019
FAQ
| A. General
A4.
Does the Consolidated Audit Trail, LLC have any officers?
09/12/2019
Event
CAT Technical Specification Working Group Q&A - 9/12/2019
09/11/2019
Event
Industry Webinar – Firm Designated ID (“FDID”) Follow-up (September 10, 2019)
09/11/2019
FAQ
| C. Definitions
C2.
What is the definition of "foreign broker-dealer" for purposes of populating the destination type field for Industry Member reporting?
09/11/2019
Event
Industry Webinar - Firm Designated ID (“FDID”) Follow-up (September 10, 2019)
08/30/2019
Event
Industry Webinar - Options Deep Dive Follow Up Session (August 29, 2019)
08/30/2019
Event
Industry Webinar - CAT Connectivity (August 29, 2019)
08/30/2019
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v2.2.1
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