Latest Updates | CATNMSPLAN

06/18/2019
FAQ| K. Options
K4. Are option assignments required to be reported to CAT?
06/12/2019
Event
In-person Consolidated Audit Trail Options Deep Dive June 11, 2019 in San Francisco
06/12/2019
Event
In-person Consolidated Audit Trail Options Deep Dive June 4, 2019 in New York
05/23/2019
Technical Specifications
Industry Member Schema v2.1 (2a/2b)
05/23/2019
Technical Specifications
OATS To CAT Events Field Level Mapping v2
05/16/2019
Event
Industry Update on the CAT Reporting Technical Specifications for Industry Members (5/16/2019)
05/16/2019
Event
Consolidated Audit Trail Options Deep Dive - Chicago (5/15/2019)
05/10/2019
Technical Specifications
Industry Member Reporting Scenarios v2.0
05/10/2019
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v2.0
05/10/2019
Technical Specifications
Industry Member Technical Specifications (2a/2b) v2.1
05/02/2019
FAQ| A. General
A5. When will Participants begin reporting data to the CAT?
05/02/2019
FAQ| A. General
A27. When does Industry Member testing begin?
04/29/2019
FAQ| A. General
A28. The CAT Registration form requires that a Registered Principal be named. Must that Registered Principal have a Series 24 license?
04/29/2019
Technical Specifications
Industry Member Technical Specifications (2a/2b) v2.0
04/16/2019
Event
Industry Update on the Consolidated Audit Trail Focusing on the Firm Designated Identifier (“FDID”) (4/16/2019)

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