CAT Transaction Open Issues List
Last Updated: 05/10/2022
| # | Status | Error Code | Summary | Resolution | Priority | Production Environment Targeted Release Date/Workaround |
Area |
|---|---|---|---|---|---|---|---|
| 1 | Open | 5000 | FINRA CAT is not linking ETB events to their respective EOT events. | Code Release | Low | To be scheduled | Intravenue Linkage |
| 2 | Closed | 5003 | FINRA CAT is generating unlinked errors for open option orders when the option symbol changes due to corporate action. | Code Release | Low | N/A | Intravenue Linkage |
| 3 | Closed | 7017 | FINRA CAT incorrectly generated Named MOOT Unlinked errors in instances where the exchange side of the trade does not have order details on either side. | Code Release | Low | 12/23/2021 | MOOT Linkage |
| 4 | Closed | 2000 2010 2020 2080 2090 2140 2170 2180 2250 |
FINRA CAT is not currently rejecting records with invalid or missing quantity, price, displayPrice, orderID, quoteID, askQuoteID, or reporter. | Code Release | Medium | 2Q2022 | Ingestion Validations |
| 5 | Closed | 301 | FINRA CAT is incorrectly generating duplicate event warning on Supplemental Trade Events (STE). Trade (EOT/OT) events are properly enriched with saleCondition values from the STE events. This issue does not impact Report Cards. | Code Release | Low | 4/8/22 | Intravenue Linkage |
| 6 | Closed | 7005 | FINRA CAT incorrectly generated unlinked named errors on firm initiated option route events due to missing session value. This issue has been fixed as of 3/28/2022 . Impact is limited to 4 days - 3/22/2022 through 3/25/2022. |
Code Release Data Fix |
Medium |
Go-forward code fix: 3/28/2022 Data Fix: 4/8/2022 |
Intervenue Linkage |