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CAT Transaction Open Issues List

Last Updated: 12/28/2021

 

# Status Error Code Summary Resolution Priority Production Environment
Targeted Release
Date/Workaround
Area
1 Open 5000 FINRA CAT is not linking ETB events to their respective EOT events. Code Release Low To be scheduled Intravenue Linkage
2 Open 5003 FINRA CAT is generating unlinked errors for open option orders when the option symbol changes due to corporate action. Code Release Low 1Q2022 Intravenue Linkage
3 Closed 7017 FINRA CAT incorrectly generated Named MOOT Unlinked errors in instances where the exchange side of the trade does not have order details on either side. Code Release Low 12/23/2021 MOOT Linkage