Displaying 1 - 8 of 8
search results for “Consolidated Audit trail "
- Announcement
- FAQCAT invoices issued to Industry Members and Plan Participants related to Consolidated Audit Trail billing can be paid via check, ACH or bank wire. Mailing, overnight, ACH and wire instructions are provided on each CAT invoice published to the CAT Reporter Portal. All payment types must include the…Topics
- Reference MaterialJune 22, 2026 - CAT LLC Comment Letter on SEC Concept Release on CAT and Other Audit Trails and Data Sources
- Reference Material
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, January 22, 2026 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of open issues, newly published guidance, announcements and reminders.Please note that FINRA…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, February 19, 2026 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of open issues, newly published guidance, announcements and reminders.Please note that FINRA…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, March 19, 2026 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of open issues, newly published guidance, announcements and reminders.Please note that FINRA CAT…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Reference Database Industry Webinar on Tuesday, June 2, 2026 at 4:15 pm ET. The Reference Database Industry Webinar will provide the industry with details regarding the transition from the Customer and Account Information System (“CAIS”)…Topics