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search results for “Consolidated Audit trail "
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, January 22, 2026 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of open issues, newly published guidance, announcements and reminders.Please note that FINRA…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Reference Database Industry Webinar on Tuesday, June 2, 2026 at 4:15 pm ET. The Reference Database Industry Webinar will provide the industry with details regarding the transition from the Customer and Account Information System (“CAIS”)…Topics
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