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search results for “Cais"
- CAT AlertThis CAT Alert describes how Industry Members must transition from the LTID Account Phase of CAIS reporting to Full CAIS (Phase 2e) of CAIS reporting for data and Transformed Identifier (TID) submissions.
- EventAudio fileOn Wednesday, October 6, 2021 at 4:15 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar focusing on Full CAIS Certification ahead of the Customer and Account Information Testing Environment opening on January 31, 2022. The webinar will follow the regularly…
- EventAudio fileA live demonstration of the functionality available on the CAT CAIS Reporter Portal was recorded during this Technical Specifications Working Group. This demonstration is available as a video tutorial on the Video Tutorials page: Part 3: Overview and Demonstration of the CAT CAIS Reporter…
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- EventAudio fileOn Thursday, March 13, 2025 at 4:15 pm Eastern Time and Tuesday, March 18, 2025 at 4:15 pm Eastern Time, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a two-part industry webinar on upcoming CAIS Report Card Enhancements. Part one will provide an overview on the change in how the CAIS…
- EventAudio fileOn Tuesday, March 18, 2025 at 4:15 pm Eastern Time, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host Part 2 of a two-part industry webinar on upcoming CAIS Report Card Enhancements. Part one, on Thursday, March 13, 2025 will provide an overview on the change in how the CAIS Compliance…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Full CAIS 101 webinar on Tuesday, March 1 at 9:15 am ET. This webinar is designed for Industry Members that may be new to, or less familiar with, the Full Customer and Account Information System (“CAIS”) and will provide an introduction…
- CAT AlertThis CAT Alert describes the Full Customer and Account Information System (CAIS) reporting implementation schedule for Industry Members and CAT Reporting Agents to achieve Full CAIS Compliance.