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- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly Industry Testing Checkpoint Call for CAIS/LTID on the November 18, 2020 at 4:15 pm ET. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm…
- EventAudio fileOn Wednesday, February 17, 2021 at 4:15pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar specifically for small firms focusing on CAIS onboarding and LTID submission requirements. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a monthly Industry Testing Checkpoint Call for CAIS/LTID on Wednesday, February 3, 2021 at 4:15 pm ET. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host Biweekly Industry Testing Checkpoint Calls for CAIS/LTID every other Wednesday at 4:15 pm ET. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host Weekly Industry Testing Checkpoint Calls for CAIS/LTID every Wednesday at 4:15 pm ET beginning on August 26, 2020 until further notice. The events will be held at 4:15 pm ET. Update - Effective September 2, 2020, these calls will be held…
- EventAudio fileOn Thursday, July 9, 2020 at 11 am ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar to highlight the customer and account reporting requirements of the CAT NMS Plan and give an overview of the CAT Reporting Customer and Account Technical Specifications…
- FAQYes, Production data may be submitted to the CAIS Test environment. Optionally, data submitted to the CAIS Test environment can be obfuscated; however it is not required. For more information on testing in the CAT CAIS Test environment, see the Testing section of the CAT Reporting Customer and…
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