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- FAQQ71. How must Industry Members report an FDID Record to CAIS when a Natural Person and two trusts are all CAT Customers associated with the same FDID and the Tax Identifier of the two trusts is the same as the Natural Person’s Social Security Number (SSN)?Per the Full CAIS Technical Specifications, each CAT Customer must only have one active role in association to the FDID at a time. Therefore, an attempt to associate two or more active CAT Customers with the same SSN to the same FDID will result in a rejection. When multiple trusts (or sole…
- DateDetailsJune 22, 2026 June 22, 2026 - CAT LLC Comment Letter on SEC Concept Release on CAT and Other Audit Trails and Data Sources On June 22, 2026, CAT LLC provided comments in response to the SEC’s concept release related to its comprehensive review of the CAT and…
- DateDetailsJanuary 23, 2026 SEC Order Granting Exemptive Relief Regarding Port-Level Settings On January 23, 2026, the SEC issued an order granting exemptive relief from relevant requirements of the CAT NMS Plan requiring the reporting of port-level settings by…