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- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Reference Database Industry Webinar on Tuesday, June 2, 2026 at 4:15 pm ET. The Reference Database Industry Webinar will provide the industry with details regarding the transition from the Customer and Account Information System (“CAIS”)…Topics
- EventAudio fileOn Wednesday, August 12, 2020 at 2 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar focusing on LTID submission ahead of the LTID Information Testing Environment opening on August 24, 2020. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC host a Monthly CAT Update on the third Wednesday of every month at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of statistics, open issues, newly published guidance, announcements and reminders. Please…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Tuesday, June 28, 2022 at 9:00 am ET. The Monthly CAT Update meetings provide the industry with a high level overview of statistics, open issues, newly published guidance, announcements and reminders. Please note…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, July 28, 2022 at 10:30 am ET. The Monthly CAT Update meetings provide the industry with a high level overview of statistics, open issues, newly published guidance, announcements and reminders. Please note…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC host a Monthly CAT Update on the third Wednesday of every month at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of statistics, open issues, newly published guidance, announcements and reminders. Please…