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- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, August 17, 2023 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of statistics, open issues, newly published guidance, announcements and reminders. Please note…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, May 18, 2023 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of statistics, open issues, newly published guidance, announcements and reminders. Please note…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, April 20, 2023 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of statistics, open issues, newly published guidance, announcements and reminders. Please note…
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- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, February 23, 2023 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of statistics, open issues, newly published guidance, announcements and reminders. The…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Implementation Update on the third Thursday of every month at 4:15 pm ET beginning on September 17, 2020 until further notice. The Monthly CAT Implementation Update meetings provide the industry with a high level overview of…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, June 15, 2023 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of statistics, open issues, newly published guidance, announcements and reminders. Please note…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday March 20, 2025 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of open issues, newly published guidance, announcements and reminders.Please note that FINRA CAT,…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday February 20, 2025 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of open issues, newly published guidance, announcements and reminders.Please note that FINRA…