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- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, February 19, 2026 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of open issues, newly published guidance, announcements and reminders.Please note that FINRA…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, October 16, 2025 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of open issues, newly published guidance, announcements and reminders.Please note that FINRA…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, November 20, 2025 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of open issues, newly published guidance, announcements and reminders.Please note that FINRA…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, December 18, 2025 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of open issues, newly published guidance, announcements and reminders.Please note that FINRA…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host Weekly Industry Testing Checkpoint Calls every Tuesday at 4:15 pm ET beginning on January 7, 2020 until further notice. The events will be held at 4:15 pm ET. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry…
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Thursday, March 19, 2026 at 4:15 pm ET. The Monthly CAT Update meetings provide the industry with a high level overview of open issues, newly published guidance, announcements and reminders.Please note that FINRA CAT…
- EventAudio fileOn Tuesday, June 15, 2021 at 4:15 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar for Options Floor Brokers and Floor Market Makers focusing on the CAT reporting requirements for open outcry trades in Phase 2d. Please note that FINRA CAT, LLC utilizes Zoom to…Topics
- Technical Specifications
- GovernanceResponse to Order Instituting Proceedings on Proposed CAT NMS Plan Amendment Related to Alternative Funding
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host Weekly Industry Testing Checkpoint Calls every Tuesday at 4:15 pm ET beginning on January 7, 2020 until further notice. The events will be held at 4:15 pm ET. Please note that FINRA CAT, LLC is now utilizing Zoom to conduct industry…