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search results for “Cais"

01/28/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.2
02/04/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.2.1
02/23/2022
Event
CAIS Industry Testing Checkpoint Call (February 23, 2022)
- CAIS Industry Testing Checkpoint Call (February 23, 2022) - Presentation
Audio file

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an Industry Testing Checkpoint Call for CAIS on Wednesday, February 23, 2022 at 4:15 pm ET. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the…

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
03/09/2022
Event
CAIS Industry Testing Checkpoint Call (March 9, 2022)
- CAIS Industry Testing Checkpoint Call (March 9, 2022) - Presentation
Audio file

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an Industry Testing Checkpoint Call for CAIS on Wednesday, March 9, 2022 at 4:15 pm ET. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to…

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
03/24/2022
Event
CAIS Industry Testing Checkpoint Call (March 23, 2022)
- CAIS Industry Testing Checkpoint Call (March 23, 2022) - Presentation
Audio file

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an Industry Testing Checkpoint Call for CAIS on Wednesday, March 23, 2022 at 4:15 pm ET. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability…

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
04/08/2022
Event
CAIS Industry Testing Checkpoint Call (April 7, 2022)
- CAIS Industry Testing Checkpoint Call (April 7, 2022) - Presentation
Audio file

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an Industry Testing Checkpoint Call for CAIS on Thursday, April 7, 2022 at 4:15 pm ET. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to…

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
04/21/2022
Event
CAIS Industry Testing Checkpoint Call (April 21, 2022)
- CAIS Industry Testing Checkpoint Call (April 21, 2022) - Presentation
Audio file

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an Industry Testing Checkpoint Call for CAIS on Thursday, April 21, 2022 at 4:15 pm ET. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to…

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
05/05/2022
Event
CAIS Industry Testing Checkpoint Call (May 4, 2022)
- CAIS Industry Testing Checkpoint Call (May 4, 2022) - Presentation
Audio file

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an Industry Testing Checkpoint Call for CAIS on Wednesday, May 4, 2022 at 4:15 pm ET. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability to…

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
04/22/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.3
08/18/2022
Event
CAIS Industry Testing Checkpoint Call (August 17, 2022)
- CAIS Industry Testing Checkpoint Call (August 17, 2022) - Presentation
Audio file

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an Industry Testing Checkpoint Call for CAIS on Wednesday, August 17, 2022 at 4:15 pm ET. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has the ability…

Topics

P. Feedback and Error Correction

Q. Customer and Account Information