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P. Feedback and Error Correction

This section provides information related to CAT file and data submission feedback and the error correction process.

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CAIS Industry Testing Checkpoint Call (May 8, 2024)

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A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

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Order

11/16/2021
FAQ
P13. If a GTC limit order is executed several months after receipt of the order, will CAT reject the Trade Event?

Topics

P. Feedback and Error Correction
11/16/2021
FAQ
P10. When must an Industry Member resubmit a file that is rejected by CAT?

Topics

P. Feedback and Error Correction
11/10/2021
Event
Industry Testing Checkpoint Call (November 9, 2021)
- Industry Testing Checkpoint Call (November 9, 2021)- Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
11/03/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call (November 3, 2021)
- Monthly CAIS/LTID Industry Testing Checkpoint Call (11/3/21)- Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
10/27/2021
Event
Industry Testing Checkpoint Call (October 26, 2021)
- Industry Testing Checkpoint Call (October 26, 2021) - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
10/21/2021
Event
Monthly CAT Implementation Update (October 21, 2021)
- Monthly CAT Implementation Update (October 21, 2021) - Presentation
Audio file

Topics

A. General

B. Reporting Requirements

P. Feedback and Error Correction

Q. Customer and Account Information
10/13/2021
Event
Industry Testing Checkpoint Call (October 12, 2021)
- Industry Testing Checkpoint Call (October 12, 2021) - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction
10/07/2021
Announcement
Cboe Simulated Holiday Test - Thursday, October 21, 2021

Topics

P. Feedback and Error Correction
10/06/2021
Event
Monthly CAIS/LTID Industry Testing Checkpoint Call and Full CAIS Certification Webinar (October 6, 2021)
- Monthly CAIS/LTID Industry Testing Checkpoint Call (October 6, 2021) - Presentation
- Full CAIS Certification Webinar (October 6, 2021) - Presentation
Audio file

Topics

P. Feedback and Error Correction

Q. Customer and Account Information
09/28/2021
Event
Industry Testing Checkpoint Call (September 28, 2021)
- Industry Testing Checkpoint Call (September 28, 2021) - Presentation
Audio file

Topics

B. Reporting Requirements

P. Feedback and Error Correction

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