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V. CAT Billing

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J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

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Q. Customer and Account Information

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10/12/2023
FAQ
V21. Will separate receipts be issued for payment of CAT invoices?

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V. CAT Billing
10/12/2023
FAQ
V9. Will there be adjustments for trades that are cancelled or corrected?

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V. CAT Billing
10/12/2023
FAQ
V14. What should a firm do if payment was submitted but is not reflected on the CAT Reporter Portal?

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V. CAT Billing
10/12/2023
FAQ
V26. How would CAT fees be assessed with regard to non-Industry Members on transaction reports?

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V. CAT Billing
10/12/2023
FAQ
V11. Is there a de minimis fee where an Industry Member would not receive an invoice?

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V. CAT Billing
09/28/2023
Event
Part 1: CAT Billing Webinar
- CAT Billing Webinar - Presentation
Audio file

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V. CAT Billing
Reference Material
CAT Billing Presentation- Updated October 2024

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V. CAT Billing

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