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X. Reference Database
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05/05/2026
FAQ
X3.
When a clearing firm is optionally reporting allocations to an account that is owned or controlled by an introducing broker/correspondent, what value should the clearing firm populate in the accountType field for the related FDID Record?
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X. Reference Database
05/05/2026
FAQ
X13.
Must the Industry Member be identified as a CAT Customer on the related FDID Record in the Reference Database when there are standing instructions on the CAT Customer’s account, when the Industry Member originates an order in a CAT Customer’s account to satisfy a legal requirement or SEC/SRO rule or when the Industry Member liquidates fractional shares held in a CAT Customer’s account to facilitate operational processes?
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X. Reference Database
04/23/2026
Newsletter
Monthly CAT Update Newsletter: April 2026
Monthly CAT Update (April 23, 2026) - Newsletter
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