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C. Definitions

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F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

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11/15/2018
Announcement
CAT NMS Announces Initiation of Reporting to the Consolidated Audit Trail

Topics

A. General
11/07/2018
Event
Industry Updates on the Consolidated Audit Trail (11/7/2018)
- CAT Industry Webcast 11/7/2018 - Presentation
Audio file

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A. General
11/07/2018
Event
Industry Updates on the Consolidated Audit Trail (11/8/2018)
- CAT Industry Webcast 11/8/2018 - Presentation
Audio file

Topics

K. Options
11/07/2018
Event
Industry Updates on the Consolidated Audit Trail (11/14/2018)
- CAT Industry Webcast 11/14/2018 - Presentation
Audio file

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A. General
10/30/2018
FAQ
C1. How has the Operating Committee defined “Trading Day”?

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C. Definitions
10/30/2018
FAQ
K3. Are responses to auctions reportable in Phase 2b?

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K. Options
10/30/2018
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v1.0
10/30/2018
Technical Specifications
CAT Industry Member Reporting Scenarios v1.0
10/17/2018
Event
Industry Update on the Consolidated Audit Trail (10/17/18)
- CAT Industry Update Webcast 10/17/2018 - Presentation
Audio file

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A. General
10/17/2018
FAQ
N1. Can CAT Reporting Agents report CAT Data to the CAT on behalf of an Industry Member without the Industry Member’s consent?

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N. Third Party Reporting

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