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UPCOMING EVENT
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Monthly CAT Update (March 19, 2026)
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A. General
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J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
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Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r22
Reference Material
CAT Billing Presentation- Updated October 2024
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V. CAT Billing
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