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search results for “Cais"
- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a monthly Industry Testing Checkpoint Call for CAIS/LTID on Wednesday, December 1, 2021 at 4:15 pm ET. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has…
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- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host a monthly Industry Testing Checkpoint Call for CAIS/LTID on Wednesday, January 5, 2022 at 4:15 pm ET. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to ensure your firm has…
- EventAudio fileOn November 2, 2022 at 1:00 pm ET, FINRA CAT, LLC will host an industry webinar to provide an overview of the Full CAIS Report Card to be implemented beginning with the month of January 2023. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please check your firewall to…
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- EventAudio fileConsolidated Audit Trail, LLC and FINRA CAT, LLC will host Weekly Industry Testing Checkpoint Calls for CAIS/LTID every Wednesday at 4:15 pm ET beginning on August 26, 2020 until further notice. The events will be held at 4:15 pm ET. Update - Effective September 2, 2020, these calls will be held…
- EventAudio fileOn Wednesday, February 17, 2021 at 4:15pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar specifically for small firms focusing on CAIS onboarding and LTID submission requirements. Please note that FINRA CAT, LLC utilizes Zoom to conduct industry webinars. Please…