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search results for “Cais"

08/25/2020
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v1.1.1
09/22/2020
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v1.1.2

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Q. Customer and Account Information
12/02/2020
Technical Specifications
CAT CAIS Industry Member Technical Specifications v1.1.2
04/05/2021
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v1.2

Topics

Q. Customer and Account Information
06/29/2021
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.0
07/28/2021
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v1.2.1
10/13/2021
Event
LTID to Full CAIS Cutover (October 13, 2021)
- LTID to Full CAIS Cutover (October 13, 2021) - Presentation
Audio file

On Wednesday, October 13, 2021 at 4:15 pm ET, Consolidated Audit Trail, LLC and FINRA CAT, LLC will host an industry webinar focused on the transition from LTID to Full CAIS reporting as it relates to schema changes, timing and other related issues. Please note that FINRA CAT, LLC utilizes…

Topics

Q. Customer and Account Information
09/21/2021
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.1
01/28/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.2
02/04/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.2.1