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D. Order Receipt

This topic includes information and reporting requirements related to the origination or receipt of an order.

Displaying 1 - 10 of 44 results

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A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

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Order

04/21/2023
FAQ
D10. How should orders received with instructions from the customer to buy as much stock as possible for a specific dollar amount (e.g., $1,000), commonly referred to as "cash" orders, be reported to CAT?

Topics

D. Order Receipt
04/26/2022
Event
CAT Technical Specification Working Group - April 26, 2022
- CAT Technical Specification Working Group (April 26, 2022) - Presentation
Audio file

Topics

B. Reporting Requirements

D. Order Receipt
03/29/2022
Event
CAT Technical Specification Working Group - March 29, 2022
- CAT Technical Specification Working Group (March 29, 2022) - Presentation
Audio file

Topics

B. Reporting Requirements

D. Order Receipt
01/24/2022
FAQ
D33. How should the tradingSession field be populated for option orders?

Topics

D. Order Receipt
12/21/2021
Event
CAT Technical Specification Working Group - December 21, 2021
- CAT Technical Specification Working Group Technical Specifications Updates (December 21, 2021) - Presentation
Audio file

Topics

B. Reporting Requirements

D. Order Receipt
10/12/2021
Event
CAT Technical Specification Working Group Q&A - October 12, 2021
- CAT Technical Specification Working Group Q&A (October 12, 2021) - Presentation
Audio file

Topics

B. Reporting Requirements

D. Order Receipt
09/21/2021
FAQ
D23. How should the accountHolderType be populated for orders received from an Investment Advisor or money manager exercising discretion over client accounts? Should the accountHolderType represent the status of the IA/money manager or the status of the IA/money manager’s client?

Topics

D. Order Receipt
08/24/2021
FAQ
D37. Are Industry Members that provide sponsored access/direct market access required to report the ‘DIR’ handlingInstructions value on the Order Accepted or New Order event?

Topics

D. Order Receipt
08/03/2021
Event
CAT Technical Specification Working Group Q&A - August 3, 2021
- CAT Technical Specification Working Group Q&A- 8/03/21
- CAT Technical Specification Working Group Presentation- 8/03/21
Audio file

Topics

B. Reporting Requirements

D. Order Receipt
07/13/2021
FAQ
D29. How should Industry Members populate handling instructions for orders received or originated with instructions to work the order using a trading algorithm?

Topics

D. Order Receipt

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