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Displaying 771 - 780 of 1643 results

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A. General

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J. OTC Equity Securities

K. Options

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O. Technical Requirements

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08/03/2021
Event
CAT Technical Specification Working Group Q&A - August 3, 2021
- CAT Technical Specification Working Group Q&A- 8/03/21
- CAT Technical Specification Working Group Presentation- 8/03/21
Audio file

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B. Reporting Requirements

D. Order Receipt
08/02/2021
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 r10
07/28/2021
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r3
07/28/2021
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v1.2.1
07/28/2021
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v1.2.1 (Redlined)

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Q. Customer and Account Information
07/27/2021
Event
CAT CAIS Technical Specification Working Group Q&A - July 27, 2021
- CAT CAIS Technical Specification Working Group Q&A (7/27/2021)-Presentation
Audio file

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Q. Customer and Account Information
07/27/2021
FAQ
J5. The Industry Member Technical Specifications state that “If the status of a quote that was sent by an Industry Member to an Industry Member inter-dealer quotation system is changed as a result of an automatic process, then a Quote Status event is only required to be reported by the inter-dealer quotation system.” How is an ‘Automatic Process’ defined for the purpose of reporting Quote Status events to CAT?

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J. OTC Equity Securities
07/22/2021
Event
Multi-Leg/Complex Option Order (July 21, 2021)
- Multi-Leg/Complex Option Order (July 21, 2021)- Presentation
Audio file

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B. Reporting Requirements

K. Options
07/22/2021
Announcement
2021 Business Clock Synchronization Survey

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B. Reporting Requirements
07/16/2021
Technical Specifications
Industry Member Reporting Scenarios v4.5

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B. Reporting Requirements

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